Plaintiffs Richard Sander, Joe Hicks, and the (California) First Amendment Coalition requested that the State Bar of California (State Bar) provide them access to information contained in its bar admissions database, including applicants' bar exam scores, law schools attended, grade point averages, Law School Admissions Test scores, and race or ethnicity. Plaintiff Sander sought this information in order to conduct research on racial and ethnic disparities in bar passage rates and law school grades.
The question presented is whether any law requires disclosure of the State Bar's admissions database on bar applicants. We conclude that under the common law right of public access, there is a sufficient public interest in the information contained in the admissions database such that the State Bar is required to provide access to it if the information can be provided in a form that protects the privacy of applicants and if no countervailing interest outweighs the public's interest in disclosure. Because the trial court concluded that there was no legal basis for requiring disclosure of the admissions database, the parties did not litigate, and the trial court did not decide, whether and how the admissions database might be redacted or otherwise modified to protect applicants' privacy and whether any countervailing interests weigh in favor of nondisclosure. Consequently, the Court of Appeal will be directed to remand the case to the trial court.
The State Bar is a "public corporation" of which every person licensed to practice law in the state is a member. (Cal. Const., art. VI, § 9.) The State Bar
The State Bar maintains an admissions database that includes information on approximately 246,000 applicants who applied to take the California bar examination from 1972 through 2007. The files in this database generally include information obtained from applicants through the admissions process — including race or ethnicity, law school attended and year of graduation, and Law School Admissions Test (LSAT) score — and information regarding the applicant's performance on the bar exam — including whether the applicant applied for, took, passed or failed the bar exam, and the applicant's scores on the bar exam. Some of the files also include the applicant's law school grade point average, but the bar stopped collecting that data about 10 years before the request at issue here was made. All information concerning a particular applicant is identified by a file number that has no relationship to the applicant's name or personal information.
Much of the information contained in the admissions database is obtained through the application process. Every applicant signs a form authorizing any educational or other institutions to release to the State Bar all records or transcripts related to the applicant that the State Bar seeks in connection with the application, including his or her law school transcripts. It also authorizes the State Bar to transmit the applicant's scores on the bar exam to his or her law school. Applicants additionally complete an "ethnic survey." The survey form states that the information regarding the applicant's ethnicity is sought "to assist in the continuing evaluation of the examination" and that it "will be treated in a confidential manner and will be used only for research purposes. It will not be retained by the Committee as part of your application."
The State Bar regularly publishes the names of those who pass the bar exam. Using the admissions database, it also prepares and publishes a number of reports regarding the California bar exam. After each bar exam, it prepares a statistical analysis of the bar exam that reports the passage rates for various categories of applicants, including type of law school attended (such as ABA
In 2006, Professor Richard Sander, of the University of California, Los Angeles School of Law, proposed to collaborate with the State Bar on research regarding racial disparities in bar passage rates and law school grades. Sander's hypothesis is that these asserted disparities might be affected by racial preferences in law school admissions that, according to his theory, result in a "mismatch" between the minority student's qualifications and the level of instruction at the law school attended. The State Bar's Committee of Bar Examiners rejected Sander's proposal and the Board of Governors confirmed that decision. Subsequently, Sander submitted to the State Bar a request for the release of records in the database regarding applicants' race, ethnicity, law school, year of law school graduation, whether the applicant was a transfer student, bar examination scores, whether the applicant passed the exam, law school grade point average (GPA), LSAT score, and undergraduate GPA. Sander sought the information with any identifying information about individual applicants redacted. The California First Amendment Coalition submitted a request to the State Bar to inspect or receive copies of the same data requested by Sander. The request was reviewed by the State Bar's Committee of Bar Examiners, which rejected it, citing, among other things, privacy concerns.
Sander, joined by the First Amendment Coalition, submitted a revised formal request for public information, citing article I of the California Constitution, the common law right of access to public records, and the
Believing that this court might have exclusive jurisdiction in the matter, Sander and the First Amendment Coalition (hereafter, collectively, plaintiffs) initially filed a petition for writ of mandamus with this court. We denied the petition without prejudice to refiling in an appropriate court. Plaintiffs then filed a petition for writ of mandate in the superior court, seeking to compel the State Bar to provide the records.
By stipulation of the parties, proceedings in the superior court were divided into two phases. The first phase addressed whether the State Bar has any legal duty to produce the requested records. The second phase would address "whether provision of the requested records to [plaintiffs] would violate the privacy of any person and ... whether the cost or burden of manipulation, reproduction, or disclosure of the requested records that may be entailed by [plaintiffs'] request provide a basis for denying or limiting disclosure." After trial of the first phase based on declarations and stipulated facts, the trial court concluded that no law required the State Bar to disclose the records in the admissions database. It rejected plaintiffs' argument that disclosure was required under the state common law. The trial court concluded that the common law right of access to judicial branch records was limited to court
The trial court also rejected plaintiffs' argument that disclosure was required under Proposition 59, a 2004 ballot measure that amended the state Constitution to include a right of public access to "the writings of public officials." (Cal. Const., art. I, § 3, subd. (b)(1).) It concluded that Proposition 59 did not create any new substantive rights, but simply constitutionalized existing rights of access.
In light of these conclusions, the trial court did not reach the question whether plaintiffs were seeking the production of a "new" record that was not required under public access laws. The trial court concluded it was unnecessary to resolve that issue, and in any event the record was insufficient. It recognized that "[i]n the context of digital data, it does not make much sense to consider simply whether a document demand requires the creation of a `new' document since every production of electronically stored data literally creates a `new' document on screen, on paper, or in a `new' digital file." To determine what constitutes the creation of a new file would require consideration of the complexity of the tasks required to produce the data requested, a matter that could not be determined without expert declarations. The trial court denied the petition without reaching the privacy issues that had been reserved for the second phase.
The Court of Appeal reversed, holding that the common law right of access to public records created a presumption that the records in the State Bar's admissions database must be disclosed, subject to a determination concerning whether the public's interest in disclosure is outweighed by the privacy interests implicated by disclosure or other countervailing public policy concerns. The Court of Appeal concluded that the common law right of public access, as applicable to the judicial branch, is not limited to court adjudicatory records. It recognized a "parallel, but distinct" right of access based on the First Amendment right to open trials, which is limited to records of adjudicatory proceedings. (See NBC Subsidiary (KNBC-TV), Inc. v. Superior Court (1999) 20 Cal.4th 1178, 1198-1209 & fn. 25 [86 Cal.Rptr.2d 778, 980 P.2d 337] (NBC Subsidiary).) It concluded, however, that California had long recognized a broader common law right of access that applies to all three branches of government and is not limited to adjudicatory records. Under the common law, the Court of Appeal concluded, "where there is no contrary statute or countervailing public policy, the right to inspect public records must be freely allowed." (Craemer v. Superior Court (1968) 265 Cal.App.2d 216, 222 [71 Cal.Rptr. 193] (Craemer).) It held that because the
As explained below, no statute or rule resolves the question before us. We conclude, nevertheless, that under common law principles there is a public interest in access to the State Bar's admissions database that will require the State Bar to disclose the requested information if it can be applied in a form that does not violate the privacy of applicants and if other considerations do not warrant nondisclosure.
As a preliminary matter, we conclude that the statutes and rules specifically applicable to the State Bar neither demand nor prohibit the access to the State Bar's admissions database that plaintiffs seek, although they do confirm that members and applicants have some expectation of privacy in their records. Under the State Bar Act, the State Bar must make available to the public, in addition to the financial information specified in Government Code section 6261, part of the CPRA, "the classification and total annual compensation paid to each of its employees by name," as well as its policies regarding employee benefits and compensation. (Bus. & Prof. Code, § 6001.4.) The meetings of the Board are open to the public, with specified exceptions. (Bus. & Prof. Code, § 6026.5.) The bar must maintain official membership records. (Bus. & Prof. Code, § 6002.1, subd. (a).) An unsuccessful applicant has the right to inspect his or her examination papers, and the grading of those papers. (Bus. & Prof. Code, § 6065, subd. (a).)
Bar members have the right, however, to limit the disclosure of their information "not reasonably related to regulatory purposes." (Bus. & Prof. Code, § 6001.) The "investigations or proceedings conducted by the State Bar concerning the moral character of an applicant shall be confidential unless the
Rules adopted by the Board require public access to a number of State Bar records. For example, each member's name, bar number, current address, telephone number, e-mail address, date of admission in California and other jurisdictions, membership status, and date of any discipline imposed, is available to the public. (Rules of State Bar, tit. 2, rule 2.2.) The State Bar's Committee of Bar Examiners is authorized to "publish statistics for each examination in accordance with its policies." (Rules of State Bar, tit. 4, rule 4.7.)
This rule does not require that plaintiffs' request for access to the database be denied. Rule 4.4 does not define "applicant records." As noted above, the admissions database at issue in this case is an electronic record of information about each applicant's performance on the bar exam and data about each applicant obtained by the State Bar in the application process. Although the admissions database reasonably comes within the term "applicant records," plaintiffs have requested the information in a "de-identified" form, that is, without applicant names or other information that could be used to identify an individual. Assuming, for purposes of discussion, that the records in the admissions database may effectively be de-identified, such de-identified records do not constitute "applicant records" to which public access would be prohibited under the rule. The apparent purposes of rule 4.4 are to protect applicants' privacy interests and the State Bar's ability to collect the information it needs to evaluate applicants, which it does under a promise of confidentiality. If the applicant cannot be identified, disclosure of information does not impair his or her privacy interests and the prospect of such disclosure is unlikely to affect the bar's ability to obtain the information it needs. (Cf. Osborn v. Bd. of Regents (2002) 2002 WI 83 [254 Wis.2d 266, 647 N.W.2d 158, 168, fn. 11] [under federal Family Educational Rights and Privacy Act, "once personally identifiable information is deleted, by definition, a record is no longer an education record since it is no longer directly related to a student"].) Indeed, as noted earlier, the State Bar itself regularly
This construction of rule 4.4 is consistent with the approach used in laws governing information similar to that sought here — including LSAT scores and academic records — in other contexts. A testing agency that administers tests used for purposes of admission to postsecondary educational institutions — including the Law School Admission Counsel, which administers the LSAT — may not disclose an individual's test score without the individual's authorization. (Ed. Code, § 99161, subd. (a).) Such an agency, however, "may release test scores and other information in a form which does not identify any individual test subject for purposes of research, studies, and reports primarily concerning the test itself." (Ed. Code, § 99161, subd. (b).)
Similarly, the records of elementary and secondary school pupils are confidential and may be released only in limited circumstances (Ed. Code, § 49076), but a school district is not prohibited "from providing, in its discretion, statistical data from which no pupil may be identified to any public agency or entity or private nonprofit college, university, or educational research and development organization when such actions would be in the best educational interests of pupils." (Ed. Code, § 49074.)
Under the federal law applicable to educational institutions receiving federal funds (20 U.S.C. § 1232g), student records generally may not be disclosed without consent, but disclosure without consent is permitted "after the removal of all personally identifiable information provided that the educational agency or institution or other party has made a reasonable determination that a student's identity is not personally identifiable, whether through single or multiple releases, and taking into account other reasonably available information." (34 C.F.R. § 99.31(b)(1) (2013).)
If there were some doubt about whether rule 4.4 prohibits public access to the State Bar's database even in a deidentified form, we nevertheless must interpret the rule in light of article I, section 3, subdivision (b) of the California Constitution. That section provides: "(1) The people have the right of access to information concerning the conduct of the people's business, and therefore ... the writings of public officials and agencies shall be open to public scrutiny. [¶] (2) A statute, court rule, or other authority ... shall be
As demonstrated above, the statutes and rules applicable to the State Bar do not bar plaintiffs' request, but neither do they specifically require disclosure. We turn to the question of whether the common law, including cases interpreting contemporary statutory language, recognizes a right of public access to the records requested by plaintiffs. As discussed above, the Court of Appeal concluded that the common law establishes a presumptive right of access to the State Bar's admissions database "subject to balancing against the private interests implicated by disclosure" because the "Bar is a public corporation and the records sought relate to its official function of administering the bar exam, a matter of legitimate public interest." The State Bar does not dispute that a common law right of access to public records exists or that this right applies to the State Bar. (See Chronicle Pub. Co. v. Superior Court (1960) 54 Cal.2d 548, 563 [7 Cal.Rptr. 109, 354 P.2d 637] [State Bar and its officers are "public officers"].) However, the State Bar argues that the common law applicable to all public entities — upon which the Court of Appeal relied — applies only to records that officially memorialize or record government action. The State Bar contends that the Court of Appeal erred in concluding that under common law principles, there is a presumption of public access to any record maintained by a public entity that relates in some way to the public's business.
The State Bar interprets the common law right of public access too narrowly. Historically "`[a]t common law every person was entitled to the inspection, either personally or by his agent, of public records, including legislative, executive, and judicial records, provided he had an interest therein such as to enable him to maintain or defend an action for which the documents or records sought could furnish evidence or necessary information.'" (Craemer, supra, 265 Cal.App.2d at p. 220, fn. 3, quoting State ex rel. v. McGrath (1937) 104 Mont. 490 [67 P.2d 838, 841].) In California, the right of public access was codified in 1872 in statutes that did not
The State Bar is correct that under early California law, the term "public records" was generally used to refer to the official records of public entities. Code of Civil Procedure former section 1892 provided: "Every citizen has a right to inspect and take a copy of any public writing of this State, except as otherwise expressly provided by statute." (Enacted 1872, repealed by Stats. 1968, ch. 1473, § 25, p. 2945.) Public writings were defined in the 1872 Code of Civil Procedure as "[t]he written acts or records of the acts of the sovereign authority, of official bodies and tribunals, and of public officers, legislative, judicial, and executive" and "[p]ublic records, kept in this State, of private writings." (Code Civ. Proc., former § 1888, enacted 1872 and repealed by Stats. 1968, ch. 1473, § 24, p. 2945; see Craemer, supra, 265 Cal.App.2d at p. 220.)
The case law recognized, however, that the right of public access was not limited to "public records" as so defined. First, relevant statutory language contemplated disclosure of some "other matters." (Former Pol. Code, § 1032.) Prior to the passage of the CPRA in 1968, both former Political Code section 1032 and its successor statute, Government Code former section 1227 provided: "The public records and other matters in the office of any officer are at all times, during office hours, open to the inspection of any citizen of this State." (Former Pol. Code, § 1032, repealed by Stats. 1951, ch. 655, § 37, p. 1864; Gov. Code, former § 1227, enacted by Stats. 1951, ch. 655, § 23, p. 1851 and repealed by Stats. 1968, ch. 1473, § 38, p. 2945, italics added; see ante, pp. 315-316.) The term "public records," as used in these statutes, was interpreted to mean the same as "public writings," as defined in Code of Civil Procedure former section 1888. (Craemer, supra, 265 Cal.App.2d at p. 220.) As the quoted language shows, however, these statutes also permitted access to "other matters" in government offices.
Case law interpreted the term "other matters" based upon fundamental public policy: "The `other matters' referred to ... is matter which is `public,' and in which the whole public may have an interest." (Whelan v. Superior Court (1896) 114 Cal. 548, 550 [46 P. 468] [holding that written instructions to a sheriff for carrying out a writ of execution on behalf of a creditor, although possessed by a public officer, were not subject to disclosure because the sheriff was acting as an agent of the creditor and not in his official
In Coldwell v. Board of Public Works (1921) 187 Cal. 510, 519-520 [202 P. 879], this court concluded that preliminary plans and estimates related to a public works project held in the office of the city engineer were not "public records" as defined in Code of Civil Procedure former section 1888, because they had not yet been approved; nevertheless, they were "other matters" to which the public had a right of access under former Political Code section 1032. The public policy in favor of access to matters of public interest informed our interpretation of this statute. These plans represented steps in the completion of a large public project that was being undertaken by public employees at public expense. "As such they are matters which affect the public, and in which the public has an interest, if that interest is only to see that the city engineer is taking steps toward the completion of [the project]." (Coldwell, supra, at pp. 520-521.)
A number of Attorney General opinions addressing the right of public access under these former statutes expressed the view that particular documents in possession of government agencies were not subject to public disclosure because they were neither the "written acts or records of the acts" of public officials or bodies nor of sufficient public interest to qualify as "other matters" to which access was granted under Government Code former section 1227 or similarly worded predecessor statutes. (See, e.g., 31 Ops.Cal.Atty.Gen. 103, 104 (1958) [applications to the Real Estate Commissioner for various licenses are not public records because the information on these applications "is not of sufficient interest to the public"]; 18 Ops.Cal.Atty.Gen. 231 (1951) [reports on county hospitals required to be made by State Department of Public Health are subject to right of access, but investigative reports, data, and information upon which the report itself is based are not]; 11 Ops.Cal.Atty.Gen. 41, 45 (1948) [concluding that production reports submitted by mine operators to the Division of Mines for the purpose of assembling statistical data need not be disclosed because there is no public interest in the production figures of an individual mine operator, but noting that statutory clarification would be desirable because "the common law rule of inspection presents a nebulous and unsatisfactory standard"].)
Courts applying these former statutes recognized exceptions to the policy in favor of a right of access when other public policies favored nondisclosure.
Thus, prior to the adoption of the CPRA in 1968, case law applied the relevant statutes in light of a fundamental policy favoring access to records in which the public had a legitimate interest. Records maintained by a public entity were subject to a qualified right of public access if they were records that constituted the "written acts or records of acts" of the public entity, or if they constituted "other matters" of sufficient public interest to justify requiring public access, taking into account the facts of the particular case, unless other interests, including a need for confidentiality, weighed in favor of nondisclosure.
The State Bar cites Mushet v. Department of Pub. Service (1917) 35 Cal.App. 630, 634 [170 P. 653] (Mushet) as support for its argument that only records that officially memorialize or record government actions constitute public records under California common law. As we explain, however, we find Mushet consistent with the authorities discussed above, which recognize a qualified right of public access to records of government agencies that are of public interest, subject to countervailing public policy considerations.
The state of the law of public access to the records of public entities prior to the 1968 adoption of the CPRA was succinctly summarized in an opinion of the California Attorney General as follows: "The phrase `public records' in Political Code section 1032 was limited to those documents meeting the definitions of `public writings' expressed in Code of Civil Procedure sections 1888 and 1894. To balance this restricted definition, the law also permitted public inspection of certain `other matters' in the office of a public officer if they were matters which were `public' and in which the whole public might have an interest. This `other matters' area was also subject to further enlargement by resort to common law principles." (53 Ops.Cal.Atty.Gen. 136, 142 (1970).) The right was not limited, as the State Bar contends it should be, to the official records of government actions.
The State Bar contends that because it is a judicial branch entity, and because it acts as an "administrative arm" of this court in connection with admissions, these general common law principles should not govern it.
When the CPRA was adopted in 1968, Code of Civil Procedure sections 1888 and 1892 and Government Code section 1227, discussed above, which had codified the general right of access to public records, were repealed. (Stats. 1968, ch. 1473, §§ 24-25, 38, p. 2945.) Nevertheless, both statute and case law continued to recognize this right of access. The Legislature declared that "access to information concerning the conduct of the people's business is a fundamental and necessary right of every citizen of this state." (Gov. Code, § 6250, enacted by Stats. 1968, ch. 1473, § 39, p. 2945.) The courts were made exempt from most provisions of the CPRA, but the Legislature explicitly preserved existing law regarding "the status of judicial records as it existed immediately prior to the effective date of this section." (Gov. Code, § 6260, enacted by Stats. 1968, ch. 1473, § 39, p. 2945.) The common law right of access continued to be applied and to develop in cases addressing court records, which recognized that "[t]o prevent secrecy in public affairs public policy makes public records and documents available for public inspection by newsmen and members of the general public alike." (Estate of Hearst (1977) 67 Cal.App.3d 777, 782 [136 Cal.Rptr. 821].) "Absent strong countervailing reasons, the public has a legitimate interest and right of general access to court records...." (Id. at p. 784.)
The Court of Appeal in Copley Press, supra, 6 Cal.App.4th at pages 113-115 aptly summarized the principles governing public access to court records. It identified two categories of records typically used in the courts. The first included "documentation which accurately and officially reflects the work of the court, such as its orders and judgments, its scheduling and administration of cases, its assignment of judicial officers and administrators[,]... the official court minutes, all its written orders and dispositions, the official reports of oral proceedings, ... the master calendar[,] ... [and] the various documents filed in or received by the court ... and the evidence admitted in court proceedings." (Id. at p. 113.) These documents are " `judicial record[s]'" that "represent and reflect the official work of the court, in
The second category of records identified in Copley Press includes informal and preliminary writings used by the courts, such as rough drafts, informal notes, memoranda, and other preliminary writings. (Copley Press, supra, 6 Cal.App.4th at p. 114.) Although such writings are used by judges in the course of judicial work, they are not subject to the right of public access. (Ibid.); see NBC Subsidiary, supra, 20 Cal.4th at p. 1212, fn. 29.) The reason is that public access to such documents is not generally in the public interest because they are "tentative, often wrong, sometimes misleading ... they do not speak for the court and do not constitute court action." (Copley Press, supra, at p. 114.) Furthermore, access to such preliminary writings "would severely hamper the users of the materials" because their purpose is to "extract raw and immature thoughts from the brain to paper, so they can be refined and corrected." (Ibid.) Knowing that such materials could be exposed to the public eye would inhibit their creation.
Copley Press recognized, however, that not every document used and maintained by courts clearly falls into one of these two categories. It identified a third category of records that "are on the margin" of these two categories. (Copley Press, supra, 6 Cal.App.4th at p. 115.) In Copley Press, members of the press sought access to the minute books of the clerks serving six superior court judges, in order to investigate whether gifts judges reported from certain attorneys may have influenced judicial conduct. The minute books are informal notes kept by the clerks as a precursor to the creation of the formal minutes of the court. The appellate court concluded that the clerk's rough minutes fall into this marginal category. They are not official records of the court and do not constitute court action, but "[o]n the other hand, they do not partake of the discretionary and incomplete content that characterizes the judge's bench notes or the first drafts of various court documents." (Ibid.) The court concluded that the clerk's rough minutes should be disclosed to the public. The court noted that they are kept regularly by all clerks, they reflect ministerial actions by the clerk, and "the clerk's minute book presumptively
Pantos v. City and County of San Francisco (1984) 151 Cal.App.3d 258 [198 Cal.Rptr. 489] (Pantos) applied a similar approach. First, Pantos held that a court's master jury list of potential jurors qualified for service was a judicial record that must be disclosed to the public. (Id. at pp. 262-263.) The master list constituted an official list prepared by the jury commissioner that had historically been treated as a public document, and the Court of Appeal found no compelling reason for nondisclosure. (Id. at p. 263.) Second, Pantos held that questionnaires used by the jury commissioner to determine whether citizens were qualified for jury service did not have to be disclosed. Although the questionnaires were used and maintained by the court, they had not historically been disclosed to the public. The plaintiff in Pantos argued that access to the questionnaires would enhance the selection of a fair jury, but the court concluded that voir dire questioning was sufficient for that purpose. (Id. at pp. 263-265.) Furthermore, the questionnaire stated that the prospective juror is compelled by law to provide the information and that the questionnaire is confidential and will not be made public. (Id. at p. 264.) "To disclose this information under these conditions may negatively impact on the prospective juror's willingness to serve and thus interfere with efficient court administration.... Public interest in withholding such questionnaires outweighs the public's interest in disclosure." (Id. at pp. 264-265.)
The approach to court records set forth in Copley Press and applied in Pantos is consistent with the general statutory and common law principles regarding the right of public access as applied in California before the adoption of the CPRA. As discussed above, the right applied to the "`"written acts or records of the acts"'" of government officials and entities and also to "other matters" that were of sufficient interest to the public to warrant disclosure, subject to countervailing public interests. (Coldwell v. Board of Public Works, supra, 187 Cal. at p. 518; accord, City Council v. Superior Court, supra, 204 Cal.App.2d at p. 73; see Mushet, supra, 35 Cal.App. at p. 638 ["The rules of the common law will be applied to those cases which come within their reason and equity, even when such cases seem to be outside the strict letter of such rules as they are ordinarily stated."].)
The State Bar claims support in Washington Legal Foundation v. United States Sentencing Com. (D.C. Cir. 1996) 319 U.S. App.D.C. 256 [89 F.3d 897]
The court clarified that this definition would include records of governmental expenditures, records of real estate transactions, and a list of tax abatements passed by a local government. (Washington Legal Foundation, supra, 89 F.3d at p. 905.) In contrast, this definition "would not encompass the preliminary materials upon which an official relied in making a decision or other writings incidental to the decision itself — for example, the report of a blood test provided in support of an application for a marriage license, the job application of a would-be government employee, a government auditor's preliminary notes used in the preparation of an official report, or a cover memorandum circulated with a copy of an official report or study." (Id. at pp. 905-906.) The court held that the advisory committee records sought by the petitioner were not public records because they were either "`pre-decisional'" or incidental to the official actions, decisions, and statements of that commission. (Id. at p. 906.) Consequently, there was no presumptive right of public access and the court was not required to balance competing interests.
Washington Legal Foundation's categories of records that must be disclosed and those that need not be disclosed are essentially the same two categories recognized in Copley Press, and its holding is consistent with Copley Press because the internal documents and memoranda of an advisory committee would fall into the category of records that are not disclosable under Copley Press. Unlike Copley Press, however, the court in Washington Legal Foundation did not consider whether records might exist that did not clearly fall into either of these categories — the "marginal" category discussed
The State Bar suggests that if the common law right of access is not limited in the manner it proposes, it would create a level of access to judicial branch records that is equivalent to the level of access provided in the CPRA and thereby effectively eliminate the CPRA's exemption for the judicial branch. The CPRA applies to "any writing containing information relating to the conduct of the public's business prepared, owned, used, or retained by any state or local agency regardless of physical form or characteristics" (Gov. Code, § 6252, subd. (e)), unless a specific statutory exemption applies (Gov. Code, § 6255, subd. (a); see Gov. Code, §§ 6254 et seq., 6276 et seq.).
The State Bar is correct that, unlike the CPRA, the common law does not recognize a presumptive right of public access to every record in possession of a government agency that is in any way related to the public's affairs. Copley Press, supra, 6 Cal.App.4th at page 113, explicitly rejected the argument that "all writings created within the court premises by court personnel in connection with court business" were public records under California common law. It noted that if that definition applied, "access to court documents would be virtually the same as access to any other governmental documents," as prescribed in the CPRA. (Ibid.; see City Council v. Superior Court, supra, 204 Cal.App.2d at p. 73 ["the mere fact that a writing is in the custody of a public agency does not make it a public record"].)
A report to a legislative committee considering a predecessor bill to the bill that was later adopted as the CPRA identifies this difference between the way public records previously were defined and the way they would be defined under the proposed legislation. (Assem. Com. on Government Organization, Staff Rep., Cal.'s Public Records Law and Proposed Revision, prepared for hearing Jan. 6 and 7, 1966 on Assem. Bill No. 3015 (1966 Reg. Sess.).) The pending bill, Assembly Bill No. 3015 (1966 Reg. Sess.), contained a definition of public records similar to the one contained in the current version of the CPRA. The report states that the definition of public records under existing law is "broad and provides little guidance in determining whether or not a specific document is a public record. Generally, the courts have taken a restrictive view in applying these sections, [¶] In contrast, AB 3015 begins by making every document a public record. The only exceptions are those which are specifically recognized by the Legislature (either in the exemptions outlined in the bill or by specific statute). The significance of this change is twofold: (1) the burden for determining what is a public record is shifted; (2) it limits the authority of administrators to withhold records unless there is an expressed statutory right to do so." (Assem. Com. on Government Organization, Staff Rep., supra, at p. 6.)
Applying the principles discussed above, the admissions database falls into the "marginal" third category of records identified in Copley Press. The
As we have alluded to earlier, however, this principle has not prevented public access to otherwise confidential, private information in the possession of a public entity that is not linked to the individual to which it pertains. (See, e.g., City & County of S. F. v. Superior Court (1951) 38 Cal.2d 156 [238 P.2d 581] [names of private employers who provided specific wage information to city civil service commission for purpose of determining prevailing wage rates were confidential, where information could not be obtained without promise of confidentiality and lists of wage rates obtained from employers was available to public in form that did not identify which employer submitted which wage list]; Franchise Tax Board v. Superior Court (1950) 36 Cal.2d 538, 543 [225 P.2d 905] [banks seeking right to inspect tax returns of nonfinancial corporations considered by Franchise Tax Board in fixing the tax
Similarly, we cannot hold as a matter of law that bar applicants' constitutional rights of privacy preclude disclosure of the information in the database even in a deidentified form. (See Cal. Const., art. I, § 1.) The State Bar cites this court's statement in White v. Davis (1975) 13 Cal.3d 757, 775 [120 Cal.Rptr. 94, 533 P.2d 222], that the constitutional right to privacy is aimed at, among other things, "the improper use of information properly obtained for a specific purpose, for example, the use of it for another purpose or the disclosure of it to some third party." The cases cited by the State Bar that apply this principle, however, involve disclosure of information about a named individual. (See Porten v. University of San Francisco (1976) 64 Cal.App.3d 825, 830 [134 Cal.Rptr. 839] [complaint alleging that a university disclosed grades the plaintiff had earned at another university despite assurances that the grades would be used only for purposes of evaluating his application for admission stated a claim for violation of the right of privacy]; Urbaniak v. Newton (1991) 226 Cal.App.3d 1128, 1138 [277 Cal.Rptr. 354] [complaint alleging that doctor disclosed plaintiff's HIV status stated cause of action for invasion of privacy].) The State Bar's argument that disclosure of the requested data would violate applicants' privacy even if it cannot be connected to them as individuals is not supported by authority.
The parties disagree concerning whether the information at issue can be provided in a form that does not breach the State Bar's promises of confidentiality. The State Bar contends that "the commonly held assumption that any data can be successfully [deidentified] as suggested by [plaintiffs], so that it can be made available to the public without risk that individual people's information be revealed, has proved to be false." Plaintiffs counter that "[d]isclosure of de-identified information regarding individuals obtained from government databases is commonplace.... The routine release of such data refutes the claim that such information cannot be disclosed without undue risk of `re-identification' of those individuals." This issue involves disputed questions of fact that we are not currently in a position to decide. By the parties' stipulation, litigation of this issue was reserved for the second phase of trial and may be decided in the trial court upon remand.
The State Bar contends, as it did in the trial court, that in order to comply with plaintiffs' request without infringing bar applicants' privacy interests it would be required not only to redact personal information but also to create new categories of information by "clustering" categories of data — a measure proposed by plaintiffs to make it more difficult to reidentify individuals. The State Bar concedes that if the admissions database is subject to the right of access it may be required to redact applicants' names, but contends that making the changes to the admissions database necessary to protect applicants' privacy would constitute the creation of a "new" record and that creation of a new record is not required. (See, e.g., NLRB v. Sears, Roebuck & Co. (1975) 421 U.S. 132, 162 [44 L.Ed.2d 29, 95 S.Ct. 1504] [federal Freedom of Information Act does not require agency to create documents; it requires only "disclosure of certain documents which the law requires the agency to prepare or which the agency has decided for its own reasons to create"]; Center for Public Integrity v. Federal Communications Com. (D.D.C. 2007) 505 F.Supp.2d 106, 114 [producing data in the form requested would amount to creation of a new record, which is not required by Freedom of Information Act].)
We agree with the trial court that in the context of electronic records, and in particular electronic databases, to resolve this issue would require consideration of the complexity of the tasks required to produce the data in the form requested; consequently, it would be premature for us to attempt to resolve this issue. The parties have not yet litigated whether and how applicants' privacy interests could be protected if public access to the database were permitted. Therefore, we do not yet know what modifications would be necessary to protect these countervailing interests. Furthermore, by stipulation, the parties reserved for the second phase of trial the question whether disclosure would impose an undue burden on the State Bar.
Plaintiffs have made clear that they would accept the data in its current form, without any modification other than the redaction of applicants' names. They have proposed additional modifications to the data, including the "clustering" of data, in order to satisfy the State Bar's concerns about bar applicants' privacy. In light of our holding recognizing the public's interest in the admissions database, the State Bar may choose to implement these proposals or may propose other measures that will satisfy the public's right of access while protecting applicants' privacy. If not, it will be necessary for the trial court to resolve whether and how a record that is responsive to plaintiffs' requests may be produced without identifying individual applicants or otherwise unduly burdening any legitimate competing interests.
The judgment of the Court of Appeal is affirmed. That court is directed to remand this case to the trial court for further proceedings consistent with this opinion.
Kennard, J., Baxter, J., Werdegar, J., Chin, J., Corrigan, J., and Liu J., concurred.